Hey there, Investors! I’ve got some important information to share with you about stockbroker Kellee Bergendahl of Jupiter, FL. You might want to grab a cup of coffee and get comfortable, because this is some info you won’t want to miss. Here’s a rundown of the key details you need to know:
Kellee Patricia Bergendahl, also known as Kellee Patricia Kenefick, is currently working as a stockbroker and financial advisor at Ascendiant Capital Markets in Jupiter, Florida. With CRD 5909418, she’s definitely one to keep an eye on.
If you’re wondering whether you can sue Kellee Bergendahl in FINRA arbitration, the answer is yes. She does have a history of disclosing numerous currently outstanding judgments or liens. That’s definitely something to consider if she’s been handling your investments.
In fact, Kellee Bergendahl has disclosed eleven currently outstanding judgments or liens, including amounts owed to various entities such as LA Commercial Group, the Orange County Treasurer-Tax Collector, and the Internal Revenue Service. It’s important to be aware of all these financial matters when evaluating the performance of a stockbroker.
But what about the Financial Industry Regulatory Authority (FINRA)? Well, they’re the ones who license and regulate stockbrokers and brokerage firms. They require brokers and firms to report customer complaints and disputes, as well as regulatory sanctions. That way, investors like us can have confidence in the professionals we’re trusting with our hard-earned money.
Now, let’s talk about recovering your investment losses. According to FINRA Rules 3110 and 2090, firms have a duty to supervise their financial advisors. Plus, brokers and their firms must comply with the FINRA suitability rule, which means they have to have a reasonable basis to believe that a recommendation is suitable for the customer.
If you’ve suffered investment losses in an account handled by Kellee Bergendahl, you might have a chance to recover damages through FINRA arbitration. It’s always a good idea to get in touch with an experienced securities lawyer for a complimentary consultation to see if this is an option for you.
And here’s the good news – if you’ve got questions about how your account has been handled, you can call (877) 224-3199 to speak with an experienced securities attorney at no cost to you. That’s right, no cost! Most cases are handled on a contingent fee basis, meaning you don’t pay legal fees unless there’s a successful outcome. How’s that for peace of mind?
Here’s the bottom line: With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers. So, no matter where you are, you can get the help you need.
So, there you have it. The scoop on Kellee Bergendahl and what you need to know as an investor. It’s always smart to stay informed and be aware of the details surrounding the professionals who handle our investments. If you have any concerns or questions, don’t hesitate to reach out for a consultation. After all, it’s your hard-earned money we’re talking about, and you deserve to have peace of mind.